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Joe Garbade provides consulting services in areas of compliance, accounting, and operations to Sarasota Capital Strategies.
His background in the financial industry began over ten years ago, when at the age of 19 he earned his first securities license, the Series 7 - General Securities Representative. Since then, he has attained the Series 4 - Registered Options Principal, 24 - General Securities Principal, 27 - Financial and Operations Principal, 53 - Municipal Securities Principal, and 66 - Uniform Combined State Law Examination. He has also completed the Florida Health, Life, and Annuity Insurance license.
Mr. Garbade has a bachelors degree in accounting; is a graduate of the National Regulatory Services Center for Compliance Professionals by earning the designation of Investment Advisor Certified Compliance Professional (IACCP) and a member of the National Society of Compliance Professionals (NSCP).
Home - Our Approach - Directions - Upcoming Events - Exchange Traded Funds (ETFS) - Exchange Traded Fund (ETF) VS. Stocks - Sarasota Capital Strategies In The News - Account Access - About Us - Important Disclosure - Disclaimer - Open An Account - Contact Us - International Strategy - Capital Appreciation - Dynamic Growth - Income Generation - Closed End Funds - New York Stock Exhange (AMEX) - Site Map
Note that the information provided is not intended to give any specific advice nor an offer to purchase or sell any securities. It purpose is for informational purposes only. Please remember that past performance may not be indicative of future results. Information pertaining to Sarasota Capital Strategies operations, services and fees is set forth in our current disclosure statement, Form ADV Part II and Schedule F. A copy of which is available online under "Important Disclosure."
Web Site Design by Green Room Webs, Sarasota, FL
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